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Three Unique Aspects of Mediating FINRA Employment Non-Solicit Disputes

Three Unique Aspects of Mediating FINRA Employment Non-Solicit Disputes

by Donald R. McNeil | Feb 7, 2017 | Mediation

Non-competition or non-solicitation agreements between a registered representative and a broker-dealer were popular for many years. It seemed like every Friday afternoon a registered representative would tender a resignation and then the parties were off to the races...

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